GUG CEF — Guggenheim Active Allocation Fund

Guggenheim Active Allocation Fund (GUG)

Updated November 4, 2026.

GUG is a CEF. Its distribution rate is 10.08%, its trailing-12-month yield is 10.10%. Dividend Vision Distribution Safety Score™ is 91/100 (Safe). Total return is 11.2% over the past 4.9 years, 63.4 points behind SPY at 74.6%.

GUG performance versus SPY

As of Nov 4, 2026

Total return is 11.2% over the past 4.9 years, 63.4 points behind SPY at 74.6%. Over the past year its total return — price change plus distributions reinvested — is 0.6%. Its deepest 1-year drawdown was 15.2%.

GUG key facts

Distribution Safety Score™

91 · Safe

Safety-Adjusted Yield

9.17%

Issuer

Guggenheim

Asset type

CEF

Asset class

Fixed Income

Inception date

11/24/2021

Distribution rate

10.08%

Distribution frequency

Monthly

Trailing yield

10.10%

5-year average yield

6.04

Last close

$14.14 (as of 2026-11-04)

NAV

N/A

Premium / discount

Premium not shown · NAV date unknown

Market cap

$462,710,560

Average volume

140,023

Dividend

$0.11875

Ex-dividend date

11/13/2026

Payment date

11/30/2026

Expense ratio and AUM unavailable in this published snapshot. Missing values do not mean zero or complete coverage. ?

How Dividend Vision calculates yield and returns

Distribution rate (10.08%) has no calculation basis on file. Issuer rates can use a different denominator and date, including ex-date NAV. Trailing-12-month yield (10.10%) is the sum of split-adjusted cash distributions with ex-dates in the last 12 months, divided by the published price. It lags a recent raise or cut. Total return uses split-adjusted close with distributions reinvested on the ex-dividend date (a modeling convention, not the cash-settlement date) from the first stored bar on or after inception through the latest bar, compared with the same window on the benchmark. That is the security's total return, not your personal gain/loss.

Yield and safety methodology · Distribution rate methodology · Distribution Safety Score methodology

Sources and review

Primary sources: Guggenheim; prices and distributions from Dividend Vision, derived from vendor EOD data.

Reviewed by Bert Sweet, CEO and Co-owner of Dividend Vision. Methodology: Distribution Safety Score.

GUG risks and drawbacks

Total return has trailed SPY over the available window. The deepest 1-year drawdown on record here is 15.2%.

Who may consider GUG — and who may not

GUG may suit someone looking for a high Distribution Safety Score. It is a weaker fit for investors whose main goal is matching SPY total return. This is educational context, not a recommendation to buy or sell.

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Frequently asked questions

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